EPSTEIN
page 8 / 270 . OCR, unverified
JP Morgan
Disclosures Page 3 of 3
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029160
SDNY_GM_00298358
EFTA01504318
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DARREN K INDYKE
KEAN CT
UVINGSTON NJ 07039-4234
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029162
SDNY_GM_00298360
EFTA01504319
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JPMorgan Chase Bank, N.A.
270 Park Avenue, New York, NY 10017-2014
DARREN K. INDYKE IRA ROLLOVER ACCT-
For the Period 9/1/13 to 9130/13
Asset Account
J.P. Morgan Team
William Sheridan
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.ipmorganontine.com
Table of Content'
Page
Account Summary
Holdings
Cash 8 Fixed Income
80016341318
Portfolio Activity
Client News
J.P. Morgan Securities LLC's (JPMS LLC) and
J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital
and Net Capital Requirements
At June 30, 2013. JPMS LLC's net capital of $13.8 bilkon
exceeded the minimum regulatory net capital
requirement of $1.8 billion by $12.0 billion. JPMCC's net
capital of $6.7 billion was approximately 7.9% of
aggregate debit items and exceeded the minimum
regulatory net capital requirement of $1.7 billion by $5.0
billion.
Please see disclosures located at the end of this statement package for important Information relating to each J P Morgan account(s). Complete copies of the JPMS LLC's and JPMCC's
individual unaudited Statement of Financial Condition
may be obtained, at no cost, by accessing:
httplfinvestor.shareholder.comipmorganchaseifinancial-
condition:elm
J.P. Morgan
Additionally, you may call 1.866.576.1300 to request a
hard copy of the statement.
C002073207 ISO. IS 0000I INDYK00 20131002
Page 1 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029164
SDNY_GM_00298362
EFTA01504320
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METADATA_SOURCE: IMAGES0116
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DARREN K INDYKE IRA ROLLOVER ACCT.
For the Period 9/1/I3 to 9130/13
Note:
' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost
Unrealized
Est. Annual Income
Price
Quantity
Value
Original Cost
Gaini1oss
Accrued Interest
Yield
Cash
US DOLLAR
J.P.Morgan
I03
242385.22
242,385.22
242,385.22
72.71
0.03%'
6.00
Page 5 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029168
SDNY_GM_00298366
EFTA01504321
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METADATA_FILENAME: EFTA01504322.pdf
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DARREN K INDYKE IRA ROLLOVER ACCT.
For the Period 9/1/I3 to 9130/13
Portfolio Activity Summary
Transactions
.-
.. ':d
Year-To-Date
Value*
Beginning Cash Balance
242.379.02
INFLOWS
Income
Total Inflows
:0
54.80
$6.20
S64.80
Ending Cash Balance
$242,385.22
• Year to date information is calculated on a calendar year basis.
Your accounts standing instructions use a HIGH COST method for relieving assets
from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Quantity
Per Unit
Settle Date Selection Method
Description
Cost
Amount
Amount
Income
9/3
Interest Income
DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13
.03% RATE ON AVG COLLECTED BALANCE OF
$242.379.02 AS OF 09/01/13
J.P.Morgan
6.20
Page 6 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029169
SDNY_GM_00298367
EFTA01504322
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METADATA_SOURCE: IMAGES0116
METADATA_FILENAME: EFTA01504323.pdf
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DARREN K INDYKE
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029174
SDNY_GM_00298372
EFTA01504323
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METADATA_FILENAME: EFTA01504324.pdf
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JPMorgan Chase Bank, N.A.
270 Park Avenue, New York, NY 10017-2014
DARREN K. INDYKE IRA ROLLOVER ACCT.
For the Period 10/1/13 to 10f31/13
Asset Account
J.P. Morgan Team
Wiliam Sheridan
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Table of Contents
Page
Account Summary
Portfolio Activity
Client News
If you plan to make gifts of securities this year, please